BACKGROUND

Griffin Group plc was incorporated as Cater Barnard (USA) plc in the UK and changed its name to Griffin Group plc in January 2004. The Company is listed on the AIM market.

The Group’s main areas of activity are: participation in the AIM and PLUS markets; undertaking corporate transactions; and, assisting and taking stakes in publicly floated companies covering a variety of industry sectors.  The Group has the following three main operating subsidiaries:

Griffin Corporate Finance Ltd
Griffin Corporate Finance is authorised and regulated by the Financial Services Authority (FSA). The Company specialises in corporate finance activity relating to mergers, acquisitions and financing targeted at AIM and PLUS listed entities.

Griffin Two Ltd
Griffin Two Ltd is a wholly owned subsidiary of Corporate Finance Ltd and provides equity and loan finance to emerging businesses.

Griffin Communications Ltd
Griffin Communications Ltd provides investor relations, financial research and public relations services to enable companies to reach their potential both in terms of share price value and exposure and provides support for branding and design development for new companies.

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